Cecile Komplita
Cecile Komplita is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in New York, NY, with 32 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1095 Avenue of the Americas, 3rd & 4th Floors, New York, NY, 10036
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
J.P. Morgan Securities LLCBroker
Wjb Capital Group, INC.Broker
Schonfeld Securities, LLCBroker
RBC Dominion Securities CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Smith Borkum Hare INCBroker
Smith New Court, INC.Broker
First New York Securities L.L.C.Broker
Jefferies & Company, INC.Broker
State Registrations11 states
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