TV
CFP
TV
CFP

Thomas Volpini

38 Years of Experience
Chicago, IL
1 DisclosureBroker

Thomas Volpini is a CFP-designated registered investment advisor at Hightower Advisors, LLC, based in Chicago, IL, with 38 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

200 W. Madison St., Suite 2500, Chicago, IL, 60606

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2003
Closed-No Action
Other Business Activities

Thomas owns real estate through TD Holdings LLC since 2008. He also serves as a reserve for the Erie County Sheriff, dedicating minimal time each month.

Employment History
Current Registrations
Hightower Advisors, LLC
April 2017 - Present · 9 yrs 1 mo
Hightower Securities, LLCBroker
April 2017 - Present · 9 yrs 1 mo
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
September 2003 - April 2017 · 13 yrs 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2003 - April 2017 · 13 yrs 7 mos
Quick & Reilly, INC.
November 2002 - September 2003 · 10 mos
Quick & Reilly, INC.Broker
September 2000 - September 2003 · 3 yrs
Fleet Enterprises, INC.Broker
November 1999 - November 2000 · 1 yr
Fis Securities, INC.Broker
September 1994 - September 2000 · 6 yrs
Chubb Securities CorporationBroker
June 1988 - December 1992 · 4 yrs 6 mos
John Hancock Distributors, INC.Broker
May 1986 - May 1988 · 2 yrs
First Investors CorporationBroker
March 1986 - March 1986 · 0 mos
State Registrations23 states
ALAZCACODEFLGAILMDMIMSNCNHNJNMNYOHPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Volpini - Financial Advisor | TrueAdvisor