Ronald Duswalt
Ronald Duswalt is a CFP, ChFC-designated registered investment advisor at Hornor, Townsend & Kent, LLC, based in New York, NY, with 39 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 31,522 clients with $7.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HTK offers investment advisory services through third-party asset managers (TPAMs). When HTK and its advisors act as co-advisors, they may receive a portion of the advisory fee charged by the TPAM. In some cases, the advisor may add a fee to the TPAM fee for certain advisory services. HTK charges up to 1.5% of the client's account value, not including manager fees and other charges associated with the TPAM program.
Location
30 Vesey St, 9th Floor, New York, NY, 10007
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ronald is a proprietor/owner of Old Castle Financial Advisors, where he sells life insurance, including life settlements, dedicating about a quarter of his time. He also provides divorce and financial consulting services, spending minimal time on this activity, and is a board member/trustee for Visiting Nurse Service and Hospice of Suffolk, Inc., spending about 10-20% of his time.
Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
G. K. Scott & CO., INC.Broker
Individual's Securities LTD.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.