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John Sauickie
37 Years of Experience
Sarasota, FL
1 Disclosure
John Sauickie is a registered investment advisor at Preservation Capital Group, based in Sarasota, FL, with 37 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 47 clients with $100M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
47 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$99.9M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.60% |
Fees may be different as noted on the Investment Agreement.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Sarasota, FL
Get directionsHistory
Regulatory History (1)
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Regulatory
August 2015Final
Other Business Activities
John is a managing member of Whitewater Place LLC, a family investment company. He devotes minimal time to this activity.
Employment History
Current Registrations
Preservation Capital Group
August 2010 - Present · 15 yrs 9 mos
Previous Registrations
Wood Asset Management INC
January 2009 - June 2010 · 1 yr 5 mos
Mid Atlantic Capital CorporationBroker
November 2004 - March 2007 · 2 yrs 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2004 - March 2004 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1993 - March 2004 · 10 yrs 5 mos
Smith Barney Shearson INC.Broker
July 1993 - November 1993 · 4 mos
Lehman Brothers INC.Broker
August 1988 - July 1993 · 4 yrs 11 mos
Prudential-Bache Securities INC.Broker
March 1988 - August 1988 · 5 mos
J. T. Moran & CO., INC.Broker
February 1987 - April 1988 · 1 yr 2 mos
Homestead Securities, INC.Broker
August 1986 - February 1987 · 6 mos
First Investors CorporationBroker
February 1986 - April 1986 · 2 mos
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.