Steven Duplain
Steven Duplain is a registered investment advisor at Planmember Securities Corporation, based in Carpinteria, CA, with 4 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 68,678 clients with $9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.70% |
PlanMember Elite Program also charges a 0.20% administrative fee. Total fee for PlanMember Elite is 0.90%. The fee is for either the PlanMember Elite Program or the Scarborough Investment Advisory Accounts.
Fee Estimator
Location
6187 Carpinteria Avenue, Carpinteria, CA, 93013
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven works as an Investment Advisor Representative for Legacy Financial Group, dedicating nearly full-time hours to investment advisory sales and services. He is also a Managing Member/Agent for Humanitas LLC dba Humanitas Financial and Insurance Services, a life insurance agency, spending about a quarter of his time on this non-investment related activity.
Employment History
Current Registrations
Planmember Securities Corporation
Previous Registrations
Alphastar Capital Management, LLC
State Registrations1 state
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