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David Garman

Stronghold Capital Partners LLC
34 Years of Experience
Scottsdale, AZ
1 Disclosure
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David Garman is a registered investment advisor at Stronghold Capital Partners LLC, based in Scottsdale, AZ, with 34 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 334 clients with $50M in assets under management.

Stronghold Capital Partners LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
334 clients
Average Client Portfolio
$149K average
Assets Under Management
$49.8M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Fees are negotiable and billed quarterly in arrears. Third-party managers may charge up to 1.95% total, with Stronghold Capital Partners retaining a portion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Scottsdale, AZ

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2000
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Stronghold Capital Partners LLC
September 2026 - Present · 1 mo
Previous Registrations
Gradient Advisors, LLC
November 2024 - December 2024 · 1 mo
Empirikal Partners LLC
September 2023 - December 2023 · 3 mos
Midwest Wealth Planning Institute LLC
May 2021 - September 2023 · 2 yrs 4 mos
Midwest Wealth Planning Institute LLC
May 2020 - December 2020 · 7 mos
Newbridge Financial Services Group, INC.
October 2018 - November 2019 · 1 yr 1 mo
Newbridge Securities CorporationBroker
September 2018 - November 2019 · 1 yr 2 mos
Garman Wealth Advisory, LLC
October 2017 - October 2018 · 1 yr
Spire Wealth Management, LLC
June 2017 - August 2017 · 2 mos
Spire Securities, LLCBroker
June 2017 - August 2017 · 2 mos
Dinosaur Financial Group, L.L.CBroker
November 2016 - December 2016 · 1 mo
Secure Investment Management, LLC
April 2016 - December 2016 · 8 mos
Triumph Wealth Advisors, INC.
January 2015 - February 2016 · 1 yr 1 mo
Taylor Capital Management INC.Broker
October 2013 - February 2016 · 2 yrs 4 mos
Madison Avenue Securities, INC.Broker
March 2012 - October 2013 · 1 yr 7 mos
Kovack Securities INC.Broker
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Foothill Securities, INC.Broker
September 2010 - December 2011 · 1 yr 3 mos
Cambridge Investment Research, INC.Broker
February 2010 - September 2010 · 7 mos
First Allied Securities, INC.Broker
June 2005 - February 2010 · 4 yrs 8 mos
Round Hill Securities, INC.Broker
April 2004 - June 2005 · 1 yr 2 mos
City Securities CorporationBroker
March 2004 - March 2004 · 0 mos
Aig Sunamerica Capital Services, INC.Broker
October 2002 - April 2003 · 6 mos
AXA Distributors, LLCBroker
March 2001 - June 2002 · 1 yr 3 mos
Prudential Securities IncorporatedBroker
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Salomon Smith Barney INC.Broker
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June 1992 - May 1994 · 1 yr 11 mos
United Pacific Financial Services, INC.Broker
January 1991 - June 1992 · 1 yr 5 mos
Prudential-Bache Securities INC.Broker
August 1989 - January 1991 · 1 yr 5 mos
Thomson Mckinnon Securities INC.Broker
March 1986 - August 1989 · 3 yrs 5 mos
State Registrations1 state
AZ
Advisor

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Exams
No exam information available for this advisor.
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