EM
EM

Ellen Middleton

40 Years of Experience
Jacksonville Beach, FL
Broker

Ellen Middleton is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Jacksonville Beach, FL, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

131 2nd Avenue North, Suite 100, Jacksonville Beach, FL, 32250

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ellen is the owner and branch manager of Ellen O. Middleton & Associates since 1996. She dedicates about 10-20% of her time to this investment-related support company, with a few hours per week during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2009 - Present · 17 yrs 2 mos
Raymond James Financial Services, INC.Broker
January 1996 - Present · 30 yrs 8 mos
Previous Registrations
Raymond James Financial Services
January 1996 - October 2009 · 13 yrs 9 mos
Dean Witter Reynolds INC.Broker
March 1988 - January 1996 · 7 yrs 10 mos
The Robinson-Humphrey Company INC.Broker
March 1986 - April 1988 · 2 yrs 1 mo
State Registrations17 states
ARCOCTFLGAIDILKSLAMAMENCOHOKSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.