Bruce Lee is a registered investment advisor at Keebeck Wealth Management, based in Chicago, IL, with 39 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 141 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fee is negotiable based on the type and complexity of the asset management services provided, as well as the level of administration requested either directly or assumed by the client. Platform Fees generally range from 0 - .45% annually, independent fixed income manager fees generally range from 0 - .90% annually, and independent equity manager fees generally range from 0 – 1.50% annually.
Fee Estimator
Location
150 N. Riverside Plaza, Suite 1850, Chicago, IL, 60606
Get directionsHistory
Regulatory History (3)
Regulatory
October 2019Employment Separation After Allegations
April 2018Customer Dispute
April 2013Other Business Activities
Bruce is involved in several business activities, including managing director for RL Partners, officer/manager roles in family LLCs and real estate entities, and trustee/advisory board member for charitable organizations. He also has personal investments in private equity and real estate, dedicating minimal time to these activities.
Employment History
Current Registrations
Keebeck Wealth Management
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
Morgan Stanley & CO., Incorporated
Morgan Stanley & CO., IncorporatedBroker
UBS Warburg LLCBroker
Sbc Warburg Dillon Read INC.Broker
Bear, Stearns & CO. INC.Broker
Lehman Brothers INC.Broker
Jms Securities L.P.Broker
Bear, Stearns & CO. INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.