RB
RB

Robert Banister

33 Years of Experience
Columbus, IN
2 DisclosuresBroker

Robert Banister is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Columbus, IN, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

380 Plaza Drive, Suite D, Columbus, IN, 47201

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2016
Denied
Customer Dispute
March 2011
Denied
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2019 - Present · 6 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
February 1999 - October 2019 · 20 yrs 8 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
November 1994 - October 2019 · 24 yrs 11 mos
American Express Financial Advisors INC.Broker
January 1993 - November 1994 · 1 yr 10 mos
Ids Life Insurance CompanyBroker
January 1993 - November 1994 · 1 yr 10 mos
Edward D. Jones & CO., L.P.Broker
February 1986 - November 1986 · 9 mos
State Registrations40 states
ALARAZCACOCTDCFLGAHIIAILINKYLAMAMDMEMIMNMOMSMTNCNMNYOHOKORPARISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.