Stephen Angelis
Stephen Angelis is a registered investment advisor at LPL Financial LLC, based in Naples, FL, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Naples, FL
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2021Customer Dispute
April 1994Other Business Activities
Stephen operates his LPL business through Angelis Wealth Group, Inc., dedicating significantly more than full-time hours to this endeavor. He also has a business entity, GAN Investments LLC, for tax and investment purposes.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ifp Securities, LLCBroker
Independent Financial Partners
LPL Financial LLC
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
LPL Financial LLCBroker
Ensemble Financial Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Nationwide Investment Advisors, LLC
Nationwide Investment Services Corporation
Nationwide Investment Services CorporationBroker
Sun Life Financial Distributors, INC.Broker
Ncf Financial Services, INC.
Ncf Financial Services, INC.Broker
Invest Financial CorporationBroker
Sherwood Capital, INC.Broker
First Jersey Securities, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.