William Kelly is a registered investment advisor at LPL Financial LLC, based in Parker, CO, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Parker, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William is a financial advisor at Western Wealth Advisors, a DBA for LPL business, since March 2023. This takes about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
Mony Securities CORP.Broker
The Mutual Life Insurance Company of New YorkBroker
Fsc Securities CorporationBroker
Buchanan & CO., INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.