Lee Kramer
Lee Kramer is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Frederick, MD, with 39 years of industry experience. Lee operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
9099 Ridgefield Drive, Suite 101, Frederick, MD, 21701
Get directionsHistory
Regulatory History (12)
Customer Dispute
August 2020Customer Dispute
October 2019Regulatory
October 2005Regulatory
September 2005Regulatory
July 2005Regulatory
June 2005Employment Separation After Allegations
February 2005Regulatory
May 2004Customer Dispute
December 2003Regulatory
July 2003Employment Separation After Allegations
December 2002Regulatory
November 2001Other Business ActivitiesSells Insurance
Lee is involved in several business activities, including owning rental properties through Legacy One Investments LLC and with his wife. He also manages Kramer Financial, LLC, and provides fixed insurance services, dedicating about 10-20% of his time to each.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Securities America Advisors, INC.
Securities America, INC.Broker
Veravest Investment Advisors, INC.
Allmerica Investments, INC.Broker
State Registrations48 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.