Lanny Marks
Lanny Marks is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Boca Raton, FL, with 38 years of industry experience. Lanny operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
301 NW Crawford Blvd Ste 204, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (1)
Regulatory
August 1997Other Business ActivitiesSells Insurance
Lanny is an advisor for SAA and also involved in sales and management of Lanny K. Marks & Associates, Inc., which includes insurance sales, accounting as a CPA, and real estate; this takes about half of Lanny's time. He also owns rental property, is a real estate salesperson, a director for a charitable foundation, and a committee member for a wealth and estate planning seminar.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Newbridge Financial Services Group, INC.
Newbridge Securities CorporationBroker
Eastern Point Advisors INC.
Investors Capital CORP.Broker
Jefferson Pilot Securities CorporationBroker
Polaris Financial Services, INC.Broker
Polaris Financial Services, INC.Broker
H.D. Vest Investment Securities, INC.Broker
R.L. Marks & CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.