Richard Johnson
Richard Johnson is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Tucson, AZ, with 40 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,838,984 clients with $1800B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Managed Account Advisors and Merrill Lynch charge an asset-based fee called the Account Fee, which consists of two parts:
- Investment Management and Trust Fee — Paid to Bank of America for its services, with rates set in your client agreement and subject to negotiation based on your portfolio value and account size.
- Style Manager Expense — Paid to the specific manager of your chosen strategy, generally ranging from 0.00% to 0.50% per year, and does not change based on portfolio size.
Total fees vary depending on the specific strategies and account size, and are deducted directly from your account on a regular basis.
Location
3500 E Sunrise Dr, Tucson, AZ, 85718
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2022Other Business Activities
Richard co-owns rental property with family members since May 2024. He spends minimal time on this activity.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
First Investors CorporationBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Scott HufaultMerrill Lynch, Pierce, Fenner & Smith Incorporated
- James WoodMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Fernando CubillasMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Andrew IsaacMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michelle DojaquezMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Keith CourserMerrill Lynch, Pierce, Fenner & Smith Incorporated