Leonard Sander
Leonard Sander is a registered investment advisor at LPL Financial LLC, based in Tarrytown, NY, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
660 White Plains Rd Ste 345, Tarrytown, NY, 10591
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Leonard is the President of The Creative Planners Group, LTD, a DBA for his LPL business, providing tax/accounting services and fixed insurance sales, dedicating about a quarter of his time. He also works with CPG aka The Creative Planners Group, Ltd., another DBA for his LPL business, spending nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Main Street Management CompanyBroker
Main Street Management CompanyBroker
Independent Financial Securities, INC.Broker
Fsc Securities CorporationBroker
Main Street Management CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.