Kevin Griffin
Kevin Griffin is a registered investment advisor at Griffin Financial Advisors, LLC, based in St. John, IN, with 22 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 144 clients with $58M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.75% |
| $100K - $400K | 1.65% |
| $400K - $700K | 1.50% |
| $700K - $1.0M | 1.25% |
| $1.0M - $1.5M | 1.00% |
| $1.5M - $1.8M | 0.75% |
| $1.8M+ | 0.65% |
The annual fee may be negotiable.
Fee Estimator
Location
St. John, IN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin is involved in non-variable insurance through Griffin Wealth Management, focusing on fixed annuities, long-term care, and term life insurance. This activity requires minimal time.
Employment History
Current Registrations
Griffin Financial Advisors, LLC
Previous Registrations
LPL Financial LLC
Aig Financial Advisors, INC.
Sunamerica Securities, INC.
Wachovia Securities, LLC
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.