TP
TP

Thomas Parker

36 Years of Experience
Palm Beach Gardens, FL
Broker

Thomas Parker is a registered investment advisor at Hightower Advisors, LLC, based in Palm Beach Gardens, FL, with 36 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

11300 Us Hwy 1, Suite 307, Palm Beach Gardens, FL, 33408

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas serves as a trustee/PR for the Bethany Boutell Trust, dedicating a few hours per week to this activity. The activity began in March 2018 and was expected to last nine months.

Employment History
Current Registrations
Hightower Advisors, LLC
September 2017 - Present · 9 yrs
Hightower Securities, LLCBroker
May 2017 - Present · 9 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - May 2017 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - May 2017 · 7 yrs 7 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2009 · 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - November 2009 · 5 mos
Citigroup Global Markets INC.
January 2005 - June 2009 · 4 yrs 5 mos
Citigroup Global Markets INC.Broker
January 2005 - June 2009 · 4 yrs 5 mos
Morgan Stanley
May 2002 - January 2005 · 2 yrs 8 mos
Morgan Stanley Dw INC.Broker
May 2002 - January 2005 · 2 yrs 8 mos
Arapaho Partners, LLCBroker
July 2001 - May 2002 · 10 mos
Brook Asset Management, L.L.C.Broker
June 2000 - January 2001 · 7 mos
Eastbridge Capital INC.Broker
February 1994 - July 1998 · 4 yrs 5 mos
Adams, Viner, & Mosler, LTD.Broker
October 1992 - February 1994 · 1 yr 4 mos
Sanwa-Bgk Treasury Securities CO.Broker
April 1991 - February 1992 · 10 mos
Sanwa - Bgk Securities CO., L.P.Broker
October 1990 - February 1992 · 1 yr 4 mos
Bear, Stearns & CO. INC.Broker
March 1986 - September 1990 · 4 yrs 6 mos
State Registrations4 states
CODCFLNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Parker - Financial Advisor | TrueAdvisor