Daniel Dubois
Daniel Dubois is a registered investment advisor at Integrated Wealth Concepts LLC, based in Escondido, CA, with 36 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 24,777 clients with $16B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrated Partners offers investment management services where fees are negotiated between you and your advisor, ranging from 0.15% to 2.25% annually. The fee depends on factors like the size of your portfolio, whether transaction fees are included, and the complexity of services. Fees are typically based on the value of your portfolio, calculated either as an average daily balance or at the end of the calculation period. Some advisors within Integrated may use a set fee schedule for their clients.
Location
533 S. Vinewood Street, Escondido, CA, 92029
Get directionsHistory
Regulatory History (4)
Customer Dispute
May 2007Customer Dispute
May 2005Customer Dispute
December 2004Regulatory
November 1987Other Business ActivitiesSells Insurance
Daniel works as an investment advisor at Resources Investment Advisors LLC, dedicating about half of his time. He also sells fixed insurance and advises on investment/retirement plans through Retirement DNA, spending about 10-20% of his time on these activities.
Employment History
Current Registrations
Integrated Wealth Concepts LLC
Previous Registrations
Osaic Wealth, INC.Broker
Triad Advisors LLCBroker
Onedigital Investment Advisors
Independent Financial Partners
LPL Financial LLCBroker
LPL Financial LLC
Securities America, INC.Broker
Brecek & Young Advisors, INC.Broker
Proequities, INC.Broker
Retirement Capital Group Securities, INC.Broker
Securities America, INC.Broker
Sentra Securities CorporationBroker
Royal Alliance Associates, INC.Broker
Spider Securities, INC.Broker
Titan/value Equities Group, INC.Broker
Federation for Financial IndependenceBroker
Integrated Resources Equity CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.