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Douglas Propeck

38 Years of Experience
Overland Park, KS
2 DisclosuresBrokerSells Insurance

Douglas Propeck is a registered investment advisor at Cetera Investment Advisers LLC, based in Overland Park, KS, with 38 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

13200 Metcalf Ave Ste 280, Overland Park, KS, 66213

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2010
Denied
Customer Dispute
April 1988
Settled
Other Business ActivitiesSells Insurance

Douglas sells fixed insurance products including life and long-term care, and is the owner of Transcendant Advisor Networks. He also serves as a regional director for Transcendent Financial Partners, oversees advisors, and handles recruiting, marketing, and operations.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
July 2014 - Present · 12 yrs
Previous Registrations
Cetera Advisor Networks LLC
July 2014 - June 2023 · 8 yrs 11 mos
AXA Advisors, LLC
September 2004 - July 2014 · 9 yrs 10 mos
AXA Advisors, LLCBroker
September 2004 - July 2014 · 9 yrs 10 mos
AXA Advisors, LLC
March 2001 - September 2004 · 3 yrs 6 mos
AXA Advisors, LLCBroker
September 1993 - September 2004 · 11 yrs
The Equitable Life Assurance Society of the United StatesBroker
September 1993 - January 2000 · 6 yrs 4 mos
First Guarantor Securities INC.Broker
August 1991 - December 1992 · 1 yr 4 mos
Kemper Securities Group, INC.Broker
September 1990 - February 1991 · 5 mos
Boettcher & Company, INC.Broker
August 1989 - September 1990 · 1 yr 1 mo
Kidder, Peabody & CO. IncorporatedBroker
November 1987 - August 1989 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1986 - November 1987 · 1 yr 8 mos
State Registrations24 states
ARAZCACOFLILINKSLAMNMONCNJNVNYOHORPASCTNTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Douglas Propeck - Financial Advisor | TrueAdvisor