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JM
CFP
JM
CFP

Jimmy Middlebrook

Ameriprise Financial Services, LLC
40 Years of Experience
Plano, TX
Broker
View SEC Summary
View SEC Summary

Jimmy Middlebrook is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Plano, TX, with 40 years of industry experience. Jimmy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5172 Village Creek Dr, Ste 103, Plano, TX, 75093-4444

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jimmy works as a coach/consultant, focusing on work/life balance and structural dynamics from a Christian perspective, dedicating a few hours per week. He is also involved in behavior/choice optimization of individuals and groups, spending about 10-20% of his time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 1986 - Present · 40 yrs 7 mos
Ameriprise Financial Services, LLC
March 1986 - Present · 40 yrs 7 mos
Ameriprise Financial Services, LLCBroker
March 1986 - Present · 40 yrs 7 mos
Previous Registrations
Ids Life Insurance CompanyBroker
May 2002 - July 2006 · 4 yrs 2 mos
State Registrations3 states
AZNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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