Randolph Peters
Randolph Peters is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Lake Mary, FL, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
600 Rinehart Rd Ste 3096, Lake Mary, FL, 32746
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Regulatory History (1)
Customer Dispute
May 2023Other Business ActivitiesSells Insurance
Randolph operates Anchor Financial as a DBA for his LPL business, dedicating full-time hours. He also engages in non-variable insurance activities through Anchor Financial, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Questar Asset Management, INC.
Questar Capital CorporationBroker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Ws Griffith Securities, INC.Broker
W. S. Griffith & CO., INC.Broker
Mony Securities CORP.Broker
The Mutual Life Insurance Company of New YorkBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.