TrueAdvisor
TrueAdvisor
RR
RR

Richard Robinson

Private Client Services, LLC
39 Years of Experience
Louisville, KY
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Richard Robinson is a registered investment advisor at Private Client Services, LLC, based in Louisville, KY, with 39 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,251 clients with $1.1B in assets under management.

Private Client Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
637 advisors
Number of Clients
3,251 clients
Average Client Portfolio
$323K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1000K1.50%
$1M+1.25%

Fees may be negotiable. The Investment Model Marketplace provides access to portfolios managed by third party managers, with subscription fees ranging from 0.15% to 1.00% in addition to the IAR advisory fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2225 Lexington Road, Louisville, KY, 40206

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2006
Closed-No Action
Employment Separation After Allegations
March 2006
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Richard is licensed to sell non-securities insurance products with various insurance carriers. He is also a passive minority investor in State Street Partners LLC, the president of Richard J Robinson, Inc. (dedicating minimal time), and an IAR/RR at Evergreen Strategic Wealth (full-time).

Employment History
Current Registrations
Private Client Services, LLCBroker
May 2010 - Present · 16 yrs
Private Client Services, LLC
November 2008 - Present · 17 yrs 6 mos
Previous Registrations
Woodbury Financial Services, INC.
January 2007 - May 2010 · 3 yrs 4 mos
Woodbury Financial Services, INC.Broker
March 2006 - May 2010 · 4 yrs 2 mos
AXA Advisors, LLC
June 2005 - April 2006 · 10 mos
AXA Advisors, LLCBroker
June 2005 - April 2006 · 10 mos
Mony Securities Corporation
May 2002 - June 2005 · 3 yrs 1 mo
Mony Securities CorporationBroker
May 1988 - June 2005 · 17 yrs 1 mo
The Mutual Life Insurance Company of New YorkBroker
May 1988 - October 1990 · 2 yrs 5 mos
International Financial Services Capital CorporationBroker
April 1986 - May 1988 · 2 yrs 1 mo
State Registrations14 states
CODCFLILINKYMIMTNCOKORPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More financial advisors in Louisville, KY →All financial advisors in Kentucky →