Neal Clemens is a ChFC-designated registered investment advisor, based in Sugarcreek, OH, with 37 years of industry experience.
Location
Sugarcreek, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Neal is the owner of Covenant Financial Advisors, where he works as an independent insurance agent, and is also involved in seminar workshops. He is also an advisory representative of an RIA, provides coaching/consulting services, owns real estate, is a licensed drone pilot, provides tax services, and is a Dave Ramsey SmartVestor Pro.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
USA Financial Securities Corporation
USA Financial Securities CorporationBroker
Creative Financial Designs, INC.
Cfd Investments, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Investment Advisors
Proequities, INC.Broker
Capital Analysts, IncorporatedBroker
Pml Securities CompanyBroker
Covenant Securities, INC.Broker
Securities Management & Research, INC.Broker
Amev Investors, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.