John Norwood is a registered investment advisor at Morgan Stanley, based in Plano, TX, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
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IM Fee
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Location
7500 Dallas Parkway, Suite 500, Plano, TX, 75024
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Regulatory History (4)
Judgment / Lien
November 2025Customer Dispute
July 2009Customer Dispute
April 2003Customer Dispute
January 1997Other Business Activities
John is the sole proprietor/owner of Wild Rabbit Folk House, an art/culture business in Ontario, Canada, since September 2020. He spends about two-thirds of his time on investment decisions/advice, customer service, labor/service, open source technology projects, administrative tasks, accounting/bookkeeping, business development/growth, and check signing/funds disbursements during business hours.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
The Stuart-James Company, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.