Francis Hanley
Francis Hanley is a registered investment advisor at Hanley & Associates LLC, based in Pittsfield, MA, with 18 years of industry experience. Francis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 89 clients with $20M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $4.0M | 0.75% |
| $4M+ | 0.50% |
Fees are negotiable. Matson Money also charges fees on the funds they manage.
Fee Estimator
Location
29 Wendell Ave., 2nd Floor, Pittsfield, MA, 01201
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Francis is a licensed insurance agent offering life insurance, disability income, long-term care, and group insurance. This activity takes a few hours per week.
Employment History
Current Registrations
Hanley & Associates LLC
Previous Registrations
USA Financial Securities Corporation
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.