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Stuart Dubson

23 Years of Experience
New York, NY
Broker

Stuart Dubson is a registered investment advisor at Morgan Stanley, based in New York, NY, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 28th Floor, New York, NY, 10055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan Stanley
August 2011 - Present · 14 yrs 11 mos
Morgan StanleyBroker
July 2011 - Present · 15 yrs
Previous Registrations
Brean Murray & CO., INC.Broker
May 1996 - July 2003 · 7 yrs 2 mos
Sheppards Overseas, INC.Broker
April 1988 - February 1989 · 10 mos
Kaufmann, Alsberg & CO., INC.Broker
August 1986 - August 1987 · 1 yr
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Stuart Dubson - Financial Advisor | TrueAdvisor