Kenneth Spitzbard
Kenneth Spitzbard is a registered investment advisor at Osaic Wealth, INC., based in Branford, CT, with 39 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
388 E Main Street, Branford, CT, 06405
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kenneth is an insurance salesman, selling occasional term life insurance policies, and president of Bard Financial Services, an independent RIA. He also serves as a successor or co-trustee for multiple trusts and is a passive investor in several entities.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
Bard Financial Services, INC.
Southmark Financial Services, INC.Broker
Gary Goldberg & CO., INC.Broker
Southmark Financial Services, INC.Broker
Buttonwood Securities Corporation of MassachusettsBroker
State Registrations32 states
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