TrueAdvisor
TrueAdvisor
SF
CFP
SF
CFP

Sergio Fernandez

Synovus Securities, INC.
34 Years of Experience
Pinecrest, FL
BrokerSells Insurance
View SEC Summary
View SEC Summary

Sergio Fernandez is a CFP-designated registered investment advisor at Synovus Securities, INC., based in Pinecrest, FL, with 34 years of industry experience. Sergio is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 12,411 clients with $8.4B in assets under management.

Synovus Securities, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
170 advisors
Number of Clients
12,411 clients
Average Client Portfolio
$680K average
Assets Under Management
$8.4B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Minimum Annual Fee:$500
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.46%
$500K - $1.0M1.36%
$1.0M - $2.0M1.26%
$2M+1.16%

Rates reflect the Advisor Directed Program schedule (highest standard SSI retention rate among main programs). Fees vary across different programs (such as SMA, Strategist, UMA) which also include subadviser and platform fees. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11315 S. Dixie Highway, Pinecrest, FL, 33156

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Sergio is an independent insurance agent since 2003, receiving residuals from old disability insurance and long-term care policies. He dedicates minimal time to this activity, receiving renewal fees for business transacted prior to February 2020.

Employment History
Current Registrations
Synovus Securities, INC.
February 2020 - Present · 6 yrs 8 mos
Synovus Securities, INC.Broker
February 2020 - Present · 6 yrs 8 mos
Previous Registrations
Compass Advisory Group, LLC
February 2004 - December 2006 · 2 yrs 10 mos
Compass Advisory Group, LLC
February 2004 - December 2005 · 1 yr 10 mos
Compass Advisory Group, LLC
February 2004 - December 2004 · 10 mos
Cetera Investment Advisers LLC
July 2003 - March 2020 · 16 yrs 8 mos
Cetera Financial Specialists LLCBroker
July 2003 - March 2020 · 16 yrs 8 mos
Wachovia Securities, LLC
June 2003 - August 2003 · 2 mos
Wachovia Securities, LLCBroker
May 2003 - August 2003 · 3 mos
Princor Financial Services CorporationBroker
May 1997 - July 1997 · 2 mos
First Investors CorporationBroker
March 1986 - April 1997 · 11 yrs 1 mo
State Registrations10 states
COFLGAMSNCNJNYPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Pinecrest, FL →All financial advisors in Florida →