Lawrence Agler
Lawrence Agler is a registered investment advisor at LPL Financial LLC, based in Saratoga Springs, NY, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4 Franklin Square, Ste B, Saratoga Springs, NY, 12866
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
December 1990Other Business ActivitiesSells Insurance
Lawrence operates Proeast Asset Management as a DBA for his LPL business. He is also a business owner of Modern Insurance Solutions, LLC and Beacon 401K Advisors, LLC, and sells life, long-term care, disability, and annuity insurance through Proeast Asset Management, dedicating minimal time to these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Jefferson Pilot Securities CORP
Jefferson Pilot Securities CorporationBroker
Polaris Advisory Services INC
Osaic Fs, INC.
Polaris Financial Services, INC.Broker
United Securities Group, INC.Broker
Bannon & Whitney, INC.Broker
New England SecuritiesBroker
Polaris Financial Services, INC.Broker
Linsco/private Ledger CORP.Broker
David Lerner Associates, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.