CF
CFP
CF
CFP

Christopher Fenton

39 Years of Experience
Rhinebeck, NY
3 DisclosuresBroker

Christopher Fenton is a CFP-designated registered investment advisor at LPL Financial LLC, based in Rhinebeck, NY, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

6375 Mill Street, Rhinebeck, NY, 12572

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Award / Judgment
Customer Dispute
February 2003
Denied
Customer Dispute
February 2003
Closed-No Action
Other Business Activities

Christopher operates Wilmington Advisors@ M&T as a DBA for his LPL business. This activity, which is not investment related, takes nearly full-time hours.

Employment History
Current Registrations
LPL Financial LLC
June 2021 - Present · 5 yrs 1 mo
LPL Financial LLC
June 2021 - Present · 5 yrs 1 mo
LPL Financial LLCBroker
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
M&t Securities, INC.
July 2013 - June 2021 · 7 yrs 11 mos
M&t Securities, INC.Broker
November 1997 - June 2021 · 23 yrs 7 mos
Pruco Securities CorporationBroker
September 1987 - December 1997 · 10 yrs 3 mos
The Prudential Insurance Company of AmericaBroker
September 1987 - December 1993 · 6 yrs 3 mos
First Investors CorporationBroker
April 1986 - July 1987 · 1 yr 3 mos
State Registrations26 states
AZCACOCTDCFLGAILMAMDMEMTNCNHNJNMNYOHPARISCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.