Nicholas Cava
Nicholas Cava is a CFP-designated registered investment advisor at Planmember Securities Corporation, based in Farmingville, NY, with 39 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 68,678 clients with $9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.70% |
PlanMember Elite Program also charges a 0.20% administrative fee. Total fee for PlanMember Elite is 0.90%. The fee is for either the PlanMember Elite Program or the Scarborough Investment Advisory Accounts.
Fee Estimator
Location
2410 North Ocean Avenue, Suite 401, Farmingville, NY, 11738
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Regulatory History (1)
Customer Dispute
September 2019Other Business ActivitiesSells Insurance
Nicholas is the Vice President at Mutual, Inc. selling fixed insurance products, dedicating minimal time to this role. He also acts as trustee for two familial trusts, spending minimal time on each.
Employment History
Current Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
Previous Registrations
Asset & Financial Planning, LTD
Prime Capital Services, INC.Broker
G. R. Phelps & CO., INC.Broker
Capital Analysts, IncorporatedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.