Mark Robertson
Mark Robertson is a CFP-designated registered investment advisor at Maxim Capital Advisors, INC., based in Irvine, CA, with 39 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 121 clients with $48M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.70% |
| $1M+ | 1.55% |
These fees apply to accounts held at SEI. The V2A Wealth Management Program fees range from 0.675% to 1.65% annually in the Wrap Program, and 0.60% to 1.50% annually in the Non-Wrap Program.
Fee Estimator
Location
9160 Irvine Center Dr., Ste 201, Irvine, CA, 92618
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is the President of Maxim Capital Insurance Services, focusing on life insurance and annuities, though he dedicates minimal time to it. He is also involved with Maxim Capital Advisors, Inc. and Vinsanto Ventures, LLC, a real estate venture, spending a few hours per week on maintaining and managing the property.
Employment History
Current Registrations
Maxim Capital Advisors, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Royal Alliance Associates, INC.
Wm Financial Services, INC.Broker
Asb Financial ServicesBroker
Gna Securities, INC.Broker
Financial Network Investment CorporationBroker
Pruco Securities CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.