Terry Allen is a registered investment advisor, based in San Rafael, CA, with 21 years of industry experience.
Location
100 Smith Ranch Road, Suite 110, San Rafael, CA, 94903
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Regulatory History (2)
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Judgment / Lien
April 2023Judgment / Lien
May 2009Other Business Activities
Terry is a director, officer, and owner of Completax Planning, Inc., providing tax, accounting, and estate planning services since 1980. This takes nearly full-time, with a significant portion during securities trading hours.
Employment History
Current Registrations
Arete Wealth Management, LLCBroker
December 2024 - Present · 1 yr 4 mos
The Putney Financial Group LLC
June 2019 - Present · 6 yrs 10 mos
Previous Registrations
Portsmouth Financial Services
October 2013 - June 2019 · 5 yrs 8 mos
Portsmouth Financial ServicesBroker
October 2013 - December 2024 · 11 yrs 2 mos
Sanders Morris Harris INC.
June 2006 - October 2013 · 7 yrs 4 mos
Smh Capital Advisors, INC.
November 2004 - December 2006 · 2 yrs 1 mo
Sanders Morris Harris INC.Broker
August 2004 - October 2013 · 9 yrs 2 mos
State Registrations2 states
CATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.