Joseph Walsh
Joseph Walsh is a CFA, CFP-designated registered investment advisor at Walsh & Associates, LLC, based in Sarasota, FL, with 35 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,170 clients with $660M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $5.0M | 1.00% |
| $5M+ | 0.75% |
OMP advisory fees range from 0.00% to 2.50%.
Fee Estimator
Location
2350 Fruitville Rd, Suite 201, Sarasota, FL, 34237
Get directionsHistory
Regulatory History (1)
Regulatory
May 1991Other Business ActivitiesSells Insurance
Joseph is involved in several business activities, including operating as a registered investment advisor through Walsh & Associates and related entities, dedicating nearly full-time hours to financial planning and investment management. He also owns multiple real estate rental properties and spends minimal time teaching courses at Sarasota County Tech Institute, and sells non-variable insurance.
Employment History
Current Registrations
Walsh & Associates, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Walsh & Associates, LTD.
Mutual Service CorporationBroker
Anchor National Financial Services, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.