PM
PM

Paul Mcfeeley

36 Years of Experience
Sarasota, FL
3 DisclosuresBroker

Paul Mcfeeley is a registered investment advisor at Hightower Advisors, LLC, based in Sarasota, FL, with 36 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

Loading...

Location

Sarasota, FL

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2023
Denied
Regulatory
March 2017
Final
Regulatory
March 2016
Final
Employment History
Current Registrations
Hightower Advisors, LLC
June 2023 - Present · 3 yrs 1 mo
Hightower Securities, LLC
April 2023 - Present · 3 yrs 3 mos
Hightower Securities, LLCBroker
April 2023 - Present · 3 yrs 3 mos
Previous Registrations
Oppenheimer & CO. INC.Broker
February 2009 - April 2023 · 14 yrs 2 mos
Oppenheimer & CO. INC.
February 2009 - April 2023 · 14 yrs 2 mos
Citigroup Global Markets INC.
May 2002 - March 2009 · 6 yrs 10 mos
Citigroup Global Markets INC.Broker
April 2001 - March 2009 · 7 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1996 - April 2001 · 5 yrs
Lehman Brothers INC.Broker
March 1993 - April 1996 · 3 yrs 1 mo
R. Seelaus & Co.,inc.Broker
January 1991 - April 1991 · 3 mos
Stoever, Glass & Company INC.Broker
March 1986 - April 1989 · 3 yrs 1 mo
State Registrations5 states
CTFLNJNYVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.