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Scott Shea

Wells Fargo Advisors
39 Years of Experience
League City, TX
4 DisclosuresBroker
View SEC Summary
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Scott Shea is a registered investment advisor at Wells Fargo Advisors, based in League City, TX, with 39 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

710 E Main St, League City, TX, 77573

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2012
Denied
Customer Dispute
November 2011
Denied
Regulatory
February 1994
Final
Criminal
May 1990
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLC
September 2005 - January 2011 · 5 yrs 4 mos
Wells Fargo Investments, LLCBroker
September 2005 - January 2011 · 5 yrs 4 mos
Compass Brokerage, INC.
May 2004 - September 2005 · 1 yr 4 mos
Compass Brokerage, INC.Broker
January 1996 - September 2005 · 9 yrs 8 mos
First Interstate Investments,inc.Broker
November 1995 - November 1995 · 0 mos
Essex National Securities, INC.Broker
October 1993 - November 1995 · 2 yrs 1 mo
Touchstone Securities, INC.Broker
September 1992 - September 1993 · 1 yr
Gna Securities, INC.Broker
September 1988 - September 1992 · 4 yrs
Rotan Mosle INC.Broker
July 1986 - May 1988 · 1 yr 10 mos
The Stuart-James Company, INC.Broker
May 1986 - September 1986 · 4 mos
State Registrations23 states
ALARAZCACOFLGAKSLAMIMNMSMTNMOHOKORRISCSDTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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