James Carlson
James Carlson is a registered investment advisor at Cetera Investment Advisers LLC, based in Burnsville, MN, with 39 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2418 E 117th St, Burnsville, MN, 55337
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells insurance products through Avantax Insurance Agency and Integrity Marketing Group, and works as a financial advisor for Midwest Financial Group. He also manages Carlson Financial Strategies, providing financial planning services, and owns the business office property, dedicating about a quarter of his time to Midwest Financial and about half his time to Carlson Financial Strategies.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Avantax Advisory Services
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Nylife Securities INC.Broker
State Registrations7 states
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