James Levine
James Levine is a registered investment advisor at Cetera Investment Advisers LLC, based in Melville, NY, with 39 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
200 Broadhollow Rd Ste 207, Melville, NY, 11747
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells fixed insurance products including life, health, disability, annuities, and long-term care, dedicating a few hours per week. He also owns Retirement Evaluation Solutions, offering financial services through Cetera, which takes nearly full-time hours, and performs administrative duties for Ambassador Financial Management a few hours per week. Finally, James is the treasurer for Ambassador Financial Management, Corp, spending minimal time on business planning.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Cetera Wealth Services, LLC
Previous Registrations
Cetera Advisor Networks LLC
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
MML Investors Services, INC.Broker
Mutual Benefit Financial Service CompanyBroker
Multi-Financial Securities CorporationBroker
State Registrations17 states
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