Claudia Mott is a CFP-designated registered investment advisor at Epona Financial Solutions, based in Millington, NJ, with 13 years of industry experience. Claudia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 28 clients with $42M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.75% |
| $1.0M - $2.0M | 0.60% |
| $2.0M - $3.0M | 0.50% |
| $3.0M - $4.0M | 0.20% |
| $4M+ | 0.10% |
Fee Estimator
Contact
Claudia Mott
Location
Millington, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Epona Financial Solutions
State Registrations1 state
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Exams
Additional Information
Claudia spent 13 years on Wall Street covering the small-cap segment of the stock market for Prudential Securities. She was named to the Institutional Investor All-Star Team for nine consecutive years and was the top-ranked small-cap analyst for seven years. Her insights and comments on the small-cap market were frequently quoted in financial publications such as the Wall Street Journal, Investor’s Business Daily and Money Magazine and she appeared regularly on CNBC. Her investment research has been published in the Journal of Portfolio Management and in a number of books on Small-Cap investing.In 2007, she enrolled in the Certified Financial Planner® program at Fairleigh Dickenson and passed the exam in November of 2008. In addition to the Certified Financial Planner® designation, she is also a Certified Divorce Financial Analyst™. Claudia graduated cum laude from the University of Massachusetts at Amherst with a degree in Organizational Behavior and completed her MBA at Boston University. As an active member of her community, she has served as Library Trustee, Board member and was President of the Friends of the Library fundraising committee. Claudia has also served as a Board member for a local Low-Income Senior Housing Center, Scout Leader and PTO committee chair. She is an avid equestrienne and also enjoys gardening.