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George Bragaw

39 Years of Experience
Annapolis, MD
1 DisclosureBroker

George Bragaw is a registered investment advisor at Raymond James & Associates, INC., based in Annapolis, MD, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

2077 Somerville Road, Suite 320, Annapolis, MD, 21401

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History

Regulatory History (1)
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Customer Dispute
February 2001
Settled
Other Business Activities

George is a trustee for his sister's irrevocable trust, dedicating minimal time to this role. He also owns a vacation home that is rented out for several weeks each year, requiring a few hours per week.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
May 2016 - Present · 10 yrs
Raymond James & Associates, INC.
May 2016 - Present · 10 yrs
Previous Registrations
Wells Fargo Advisors, LLCBroker
October 1999 - May 2016 · 16 yrs 7 mos
Wells Fargo Advisors, LLC
November 1990 - May 2016 · 25 yrs 6 mos
First Union Capital Markets CORP.Broker
April 1986 - October 1999 · 13 yrs 6 mos
State Registrations33 states
AKAZCACOCTDCDEFLGAIAILKYMAMDMEMIMONCNHNJNYOHOKORPASCSDTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
George Bragaw - Financial Advisor | TrueAdvisor