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Faye Sprye

39 Years of Experience
Raleigh, NC
Broker

Faye Sprye is a registered investment advisor at Davenport & Company LLC, based in Raleigh, NC, with 39 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 16,512 clients with $22B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
332 advisors
Number of Clients
16,512 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$22.5B

Fee Structure

Minimum Investment:$25K

Davenport offers several investment management programs with different fee structures. Some programs have a wrap fee that bundles investment advice, custody, and brokerage services. Others charge fees based on assets under management, plus commissions on trades. The exact fees vary depending on the program you choose and the amount you invest. Some programs are no longer offered to new clients. Fees are generally billed quarterly, either in advance or after the fact. Some programs are only available on a wrap fee basis, while others are only available on a fee and/or commission basis.

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Location

3605 Glenwood Avenue, Suite 310, Raleigh, NC, 27612-3909

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Faye is an executive board member and fundraising chair for United Community Ministries, a non-profit organization, since 2014. This requires a few hours per week of her time.

Employment History
Current Registrations
Davenport & Company LLC
June 2000 - Present · 25 yrs 11 mos
Davenport & Company LLC
May 2000 - Present · 26 yrs
Davenport & Company LLCBroker
May 2000 - Present · 26 yrs
Previous Registrations
First Union Securities, INC.Broker
October 1999 - April 2001 · 1 yr 6 mos
First Union Capital Markets CORP.Broker
May 1986 - October 1999 · 13 yrs 5 mos
State Registrations13 states
AZCACOCTFLGAINNCNYOKSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.