JN
JN

Judd Norman

39 Years of Experience
Lincoln, NE
1 DisclosureBrokerSells Insurance

Judd Norman is a registered investment advisor, based in Lincoln, NE, with 39 years of industry experience.

Location

6003 Old Cheney Rd, Suite 350, Lincoln, NE, 68516

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 1989
Settled
Other Business ActivitiesSells Insurance

Judd is involved in several business activities, including commercial property management, owning an RIA (Lincoln Capital, LLC), owning ranch land, and owning supplemental and property/casualty insurance businesses. Judd also owns Lincoln Capital Life, LLC, an insurance agency/agent, and is a member and owner of FFR Group, LLC, which focuses on life insurance.

Employment History
Current Registrations
Mutual Securities, INC.Broker
October 2013 - Present · 12 yrs 7 mos
Lincoln Capital, LLC
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
July 2005 - October 2013 · 8 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2005 - October 2013 · 8 yrs 3 mos
Citigroup Global Markets INC.
July 1997 - July 2005 · 8 yrs
Citigroup Global Markets INC.Broker
July 1993 - July 2005 · 12 yrs
Lehman Brothers INC.Broker
May 1988 - July 1993 · 5 yrs 2 mos
E. F. Hutton & Company INCBroker
April 1986 - May 1988 · 2 yrs 1 mo
State Registrations10 states
COIAILKSMONESCSDTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Judd Norman - Financial Advisor | TrueAdvisor