Joanne Duffy
Joanne Duffy is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
320 Park Avenue, Fl 14, New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joanne is the trustee of her son's trust, holds power of attorney over his account, and acts as his guardian, all requiring minimal time. She also owns rental real estate.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Deutsche Bank Securities INC.Broker
Db Alex. Brown LLCBroker
Alex. Brown & Sons IncorporatedBroker
Bear, Stearns & CO. INC.Broker
Advest, INC.Broker
State Registrations53 states
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