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Barry Richey

Madison Avenue Securities, LLC
38 Years of Experience
Roanoke, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
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Barry Richey is a registered investment advisor at Madison Avenue Securities, LLC, based in Roanoke, TX, with 38 years of industry experience. Barry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 14,099 clients with $2B in assets under management.

Madison Avenue Securities, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
246 advisors
Number of Clients
14,099 clients
Average Client Portfolio
$143K average
Assets Under Management
$2.0B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum fee rates vary by program, up to 2.00% for Fee Plus Transaction, AE Wealth Management, and Envestnet programs, and up to 2.25% for the Standard and Low-Minimum Wrap programs. Fees are negotiable and set by individual representatives.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Roanoke, TX

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1984
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Barry is an insurance agent, president, and director at Win Financial Group, Inc., assisting securities clients with income planning through the sale of life, long-term care, and annuity products. He also uses annuities and life insurance to establish guaranteed parts of a financial plan, dedicating nearly full-time hours to these activities.

Employment History
Current Registrations
Madison Avenue Securities, LLCBroker
August 2019 - Present · 7 yrs 2 mos
Madison Avenue Securities, LLC
August 2019 - Present · 7 yrs 2 mos
Previous Registrations
USA Financial Securities Corporation
August 2007 - August 2019 · 12 yrs
USA Financial Securities CorporationBroker
September 2003 - August 2019 · 15 yrs 11 mos
Fort Washington Brokerage Services, INC.Broker
September 2000 - August 2003 · 2 yrs 11 mos
Capital Analysts, IncorporatedBroker
July 1999 - September 2000 · 1 yr 2 mos
Intersecurities, INC.Broker
May 1996 - December 1997 · 1 yr 7 mos
Linsco/private Ledger CORP.Broker
October 1995 - April 1996 · 6 mos
Vestax Securities CorporationBroker
January 1989 - September 1995 · 6 yrs 8 mos
Psi Securities CorporationBroker
December 1988 - December 1988 · 0 mos
Pamco Securities and Insurance ServicesBroker
August 1987 - November 1988 · 1 yr 3 mos
Prescott, Ball & Turben, INC.Broker
April 1986 - August 1987 · 1 yr 4 mos
State Registrations11 states
FLGAILLAMDNYOHOKPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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