Alfred Ruiz
Alfred Ruiz is a registered investment advisor at Ameriprise Financial Services, LLC, based in Tracy, CA, with 39 years of industry experience. Alfred operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
929 N Central Ave, Ste A, Tracy, CA, 95376
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alfred owns commercial real estate since 2006 and is an independent insurance broker with American General Life Insurance Company and Prudential. He also has business ownership, serves as Foundation Chair/Past-President for Ruiz, and is involved with Ruiz Family Vineyards, dedicating a few hours per week to each of these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
Kidder, Peabody & CO. IncorporatedBroker
Shearson Lehman Hutton INC.Broker
State Registrations26 states
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