Patrick Foy is a CFP-designated registered investment advisor at LPL Financial LLC, based in Mont Belvieu, TX, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Mont Belvieu, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Patrick is the CEO of Patrick Foy Financial Group, Inc., an entity for tax/investment purposes, dedicating full-time hours to it. He is also a public notary and operates Intrua Financial as a DBA for his LPL business, spending about a quarter of his time on the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Intrua Financial
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Edward JonesBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Gna Securities, INC.Broker
First Investors CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.