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Patrick Foy

LPL Financial LLC
35 Years of Experience
Mont Belvieu, TX
Broker
View SEC Summary
View SEC Summary

Patrick Foy is a CFP-designated registered investment advisor at LPL Financial LLC, based in Mont Belvieu, TX, with 35 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Mont Belvieu, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Patrick is the CEO of Patrick Foy Financial Group, Inc., an entity for tax/investment purposes, dedicating full-time hours to it. He is also a public notary and operates Intrua Financial as a DBA for his LPL business, spending about a quarter of his time on the latter.

Employment History
Current Registrations
LPL Financial LLC
June 2019 - Present · 7 yrs 4 mos
LPL Financial LLC
June 2019 - Present · 7 yrs 4 mos
LPL Financial LLCBroker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Intrua Financial
June 2024 - June 2024 · 0 mos
Raymond James Financial Services Advisors, INC
January 2009 - June 2019 · 10 yrs 5 mos
Raymond James Financial Services
September 2001 - January 2009 · 7 yrs 4 mos
Raymond James Financial Services, INC.Broker
September 2001 - June 2019 · 17 yrs 9 mos
Edward JonesBroker
September 1995 - September 2001 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1993 - September 1995 · 2 yrs
Gna Securities, INC.Broker
October 1989 - April 1992 · 2 yrs 6 mos
First Investors CorporationBroker
April 1986 - June 1986 · 2 mos
State Registrations5 states
ALCONYTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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