Timothy Luke Wynne

Feltl Advisors

39 Years of Experience

7 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment Management

Feltl Advisors

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

15 advisors

Number of Clients

385 clients

Average Client Portfolio

$344K average

Assets Under Management

$132.4M

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Location

One Carlson Parkway North, Suite 225, Plymouth, MN, 55447

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History

Regulatory History (7)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

July 2017

Settled

Customer Dispute

June 2016

Settled

Customer Dispute

October 2014

Settled

Customer Dispute

July 2014

Settled

Customer Dispute

July 2014

Settled

Customer Dispute

February 2012

Denied

Customer Dispute

June 2004

Settled

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Feltl Advisors

September 2013 - Present · 12 yrs 5 mos

Feltl & Company

January 2012 - Present · 14 yrs 1 mo

Feltl & CompanyBroker

January 2012 - Present · 14 yrs 1 mo

Previous Registrations

Feltl Advisors

June 2013 - December 2013 · 6 mos

Oppenheimer & CO. INC.

July 2007 - February 2012 · 4 yrs 7 mos

Oppenheimer & CO. INC.Broker

January 2002 - February 2012 · 10 yrs 1 mo

Josephthal & CO., INC.Broker

April 1994 - January 2002 · 7 yrs 9 mos

Mathews, Holmquist & Associates, INC.Broker

June 1992 - April 1994 · 1 yr 10 mos

J. W. Gant & Associates, INC.Broker

January 1987 - June 1992 · 5 yrs 5 mos

Michelin and Company, INC.Broker

April 1986 - January 1987 · 9 mos

State Registrations28 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.