PW
PW
Paul Walker
39 Years of Experience
Tulsa, OK
1 DisclosureBroker
Paul Walker is a registered investment advisor at Raymond James & Associates, INC., based in Tulsa, OK, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
2431 E. 61st Street, Suite 260, Tulsa, OK, 74136
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1991Settled
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
May 2015 - Present · 11 yrs
Raymond James & Associates, INC.
May 2015 - Present · 11 yrs
Previous Registrations
Morgan StanleyBroker
June 2009 - May 2015 · 5 yrs 11 mos
Morgan Stanley
June 2009 - May 2015 · 5 yrs 11 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 2006 - April 2007 · 10 mos
Morgan Stanley Dw INC.Broker
June 2006 - April 2007 · 10 mos
Wachovia Securities, LLC
July 2003 - July 2006 · 3 yrs
Wachovia Securities, LLCBroker
July 2003 - July 2006 · 3 yrs
Prudential Securities IncorporatedBroker
January 2001 - July 2003 · 2 yrs 6 mos
Prudential Securities Incorporated
January 2001 - July 2003 · 2 yrs 6 mos
First Union Securities, INC.Broker
January 1995 - January 2001 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1986 - January 1995 · 8 yrs 8 mos
State Registrations12 states
AZCACOCTFLILKSMONDOKPATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.