Jimmy Leong
Jimmy Leong is a ChFC-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Freehold, NJ, with 34 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
Freehold, NJ
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
January 2025Customer Dispute
July 2013Customer Dispute
March 2008Other Business ActivitiesSells Insurance
Jimmy owns rental property since 2017, generating rental income, dedicating minimal time. Jimmy is also an independent insurance agent.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Previous Registrations
Equitable Advisors, LLCBroker
Equitable Advisors, LLC
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
U.S. Securities & Futures CORP.Broker
Essex National Securities, INC.Broker
Liberty Securities CorporationBroker
Citicorp Investment ServicesBroker
Traderfield Securities INC.Broker
Shearson Lehman Hutton INC.Broker
J. T. Moran & CO., INC.Broker
D. H. Blair & CO., INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.