Barbara Koontz
Barbara Koontz is a registered investment advisor at Cetera Investment Advisers LLC, based in Brownsville, OR, with 39 years of industry experience. Barbara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Brownsville, OR
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2013Regulatory
September 2007Employment Separation After Allegations
July 2006Other Business ActivitiesSells Insurance
Barbara is a part owner of Koontz, Elker, and Associates, a financial services business, dedicating about a quarter of her time. She also works as an insurance agent selling long-term care insurance with various companies, spending minimal time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
PFS Investments INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.